Ng, Tsz Kin (SFC:AZD014) 吳子健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2020-10-16 | 2024-05-04 | Rep | Advising on securities | 2020-10-16 | 2024-05-04 | Rep | Asset management | 2020-10-16 | 2024-05-04 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-04-02 | 2012-07-15 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2012-04-02 | 2012-07-15 |
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