Glueck, Franz Ismael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2017-04-19 | 2018-10-12 |
2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-30 | 2017-02-17 |
3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2019-04-24 | Rep | Advising on securities | 2019-05-03 | Rep | Dealing in securities | 2019-05-03 |
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