Chan, Man Sze (SFC:AZZ250) 陳敏思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-11-25 | 2016-06-06 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-10-14 | 2016-06-06 |
| 3 | Emperio Securities And Assets Management Limited | Rep | Advising on securities | 2021-01-07 | 2021-01-28 | Rep | Asset management | 2021-01-07 | 2021-01-28 | Rep | Dealing in securities | 2021-01-07 | 2021-01-28 | RO | Advising on securities | 2021-01-28 | RO | Asset management | 2021-01-28 | RO | Dealing in securities | 2021-01-28 |
| 4 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-09-22 | 2019-07-22 |
| 5 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-15 | 2019-07-22 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-15 | 2019-07-22 | Rep | Advising on securities | 2017-11-27 | 2019-07-22 |
| 7 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-07-09 | 2014-03-27 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-04-09 | 2014-09-23 |
| 9 | Quam Securities Limited | Rep | Dealing in futures contracts | 2012-07-31 | 2013-06-01 | Rep | Dealing in securities | 2012-07-31 | 2013-06-01 |
| 10 | Tongfang Securities Limited | Rep | Asset management | 2019-07-25 | 2021-01-03 | Rep | Dealing in securities | 2019-07-25 | 2021-01-03 |
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