Chen, Yue (SFC:BAA910) 陳悅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2012-08-10 | 2014-06-03 | Rep | Dealing in securities | 2012-08-10 | 2014-06-03 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2017-01-26 | 2021-03-19 | Rep | Dealing in securities | 2017-01-26 | 2021-03-19 |
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