Wu, Ka Chun (SFC:BAB052) 胡嘉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2018-08-20 | 2018-09-28 | Rep | Dealing in securities | 2018-08-20 | 2020-03-30 | RO | Advising on corporate finance | 2018-09-28 | 2020-03-30 |
| 2 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-08-07 | 2020-10-16 | Rep | Dealing in securities | 2020-08-07 | 2020-10-16 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2015-03-03 | 2016-07-20 | Rep | Dealing in securities | 2015-04-16 | 2017-05-12 | RO | Advising on corporate finance | 2016-07-20 | 2017-05-12 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-08-28 | 2015-02-14 |
| 5 | Huarong International Capital Limited (HK) | Rep | Advising on corporate finance | 2017-06-02 | 2017-08-10 | Rep | Dealing in securities | 2017-06-02 | 2018-07-30 | RO | Advising on corporate finance | 2017-08-10 | 2018-07-30 |
| 6 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2017-06-02 | 2017-08-10 | Rep | Dealing in securities | 2017-06-02 | 2018-07-30 | RO | Advising on corporate finance | 2017-08-10 | 2018-02-22 |
| 7 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2020-10-28 | 2021-01-27 | RO | Advising on corporate finance | 2021-01-27 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-10-28 |
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