Zou, Wuqiu 鄒吳秋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Advising on securities | 2021-12-09 | Rep | Dealing in securities | 2021-12-09 |
| 2 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-10-19 | |
| 3 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2015-04-20 | 2017-08-04 |
| 4 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2013-08-07 | 2015-01-23 | Rep | Dealing in securities | 2014-05-09 | 2015-01-23 |
| 5 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-10-23 | 2018-05-09 | RO | Dealing in futures contracts | 2018-05-09 | 2019-06-06 |
| 6 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-05-16 | 2019-06-06 |
| 7 | Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2020-12-02 | 2021-07-02 |
| 8 | Open Securities Limited | Rep | Dealing in futures contracts | 2020-07-13 | 2020-08-17 | Rep | Advising on securities | 2020-07-23 | 2020-11-23 | Rep | Dealing in securities | 2020-07-23 | 2020-11-23 | RO | Dealing in futures contracts | 2020-08-17 | 2020-11-23 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-06 | 2013-01-09 |
| 10 | ZHICHENG INTERNATIONAL FINANCIAL COMPANY LIMITED | RO | Dealing in futures contracts | 2019-09-03 | 2020-03-27 |
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