Weiss, David Lawrence
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2012-11-26 | 2019-03-22 | Rep | Dealing in securities | 2012-11-26 | 2019-03-22 | Rep | Dealing in futures contracts | 2015-04-15 | 2019-03-22 |
| 2 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-08-23 | 2020-06-16 |
| 3 | XCap Partners Limited | RO | Advising on corporate finance | 2020-07-02 | 2021-04-19 | RO | Advising on securities | 2020-07-02 | 2021-04-19 | RO | Dealing in securities | 2020-07-02 | 2021-04-19 |
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