Chopra, Sameer (SFC:BAU420)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2013-01-30 2013-01-31
Rep Dealing in securities 2013-01-30 2013-01-31
Rep Advising on securities 2013-06-18 2013-06-20
Rep Dealing in securities 2013-06-18 2013-06-20
Rep Advising on securities 2014-04-01 2014-04-02
Rep Dealing in securities 2014-04-01 2014-04-02
Rep Advising on securities 2014-06-25 2014-06-26
Rep Dealing in securities 2014-06-25 2014-06-26
Rep Advising on securities 2014-11-10 2015-02-10
Rep Dealing in securities 2014-11-10 2015-02-10
Rep Advising on securities 2015-04-13 2015-04-15
Rep Dealing in securities 2015-04-13 2015-04-15
Rep Advising on securities 2015-08-31 2015-09-02
Rep Dealing in securities 2015-08-31 2015-09-02
Rep Advising on securities 2016-06-14 2016-06-15
Rep Dealing in securities 2016-06-14 2016-06-15
Rep Advising on securities 2016-09-06 2016-09-06
Rep Dealing in securities 2016-09-06 2016-09-06
Rep Advising on securities 2016-09-30 2016-10-07
Rep Dealing in securities 2016-09-30 2016-10-07
Rep Advising on securities 2016-12-02 2016-12-07
Rep Dealing in securities 2016-12-02 2016-12-07
Rep Advising on securities 2017-04-20 2017-04-24
Rep Dealing in securities 2017-04-20 2017-04-24
Rep Advising on securities 2017-07-05 2017-09-01
Rep Dealing in securities 2017-07-05 2017-09-01
Rep Advising on securities 2017-11-10 2017-11-17
Rep Dealing in securities 2017-11-10 2017-11-17
Rep Advising on securities 2018-02-23 2018-02-27
Rep Dealing in securities 2018-02-23 2018-02-27
Rep Advising on securities 2018-03-20 2018-03-23
Rep Dealing in securities 2018-03-20 2018-03-23
Rep Advising on securities 2018-06-08 2018-06-15
Rep Advising on securities 2018-07-16 2021-05-31

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