Lin, Ni (SFC:BAL766) 林昵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLY CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2019-02-08 | RO | Asset management | 2019-02-08 | RO | Dealing in securities | 2019-02-08 |
| 2 | iFAST Financial (HK) Limited | Rep | Advising on securities | 2016-01-18 | 2016-09-04 | Rep | Dealing in securities | 2016-01-18 | 2016-09-04 |
| 3 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2016-01-18 | 2016-09-04 | Rep | Dealing in securities | 2016-01-18 | 2016-09-04 |
| 4 | Leading Securities Company Limited | Rep | Advising on securities | 2013-02-21 | 2014-11-12 | Rep | Dealing in securities | 2013-02-21 | 2014-11-12 | Rep | Asset management | 2014-06-12 | 2015-01-22 | RO | Advising on securities | 2014-11-12 | 2015-05-04 | RO | Dealing in securities | 2014-11-12 | 2015-05-04 |
| 5 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2017-06-16 | 2018-05-31 | RO | Asset management | 2017-06-16 | 2018-05-31 | RO | Dealing in securities | 2017-06-16 | 2018-05-31 |
| 6 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2017-02-22 | 2017-05-08 | Rep | Dealing in securities | 2017-02-22 | 2017-05-08 |
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