Kubota, Masashi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-04-09 | 2013-04-11 | Rep | Dealing in securities | 2013-04-09 | 2013-04-11 | Rep | Advising on securities | 2013-09-02 | 2013-09-04 | Rep | Dealing in securities | 2013-09-02 | 2013-09-04 | Rep | Advising on securities | 2013-10-24 | 2013-10-25 | Rep | Dealing in securities | 2013-10-24 | 2013-10-25 | Rep | Advising on securities | 2014-06-30 | 2014-07-03 | Rep | Dealing in securities | 2014-06-30 | 2014-07-03 | Rep | Advising on securities | 2014-12-10 | 2014-12-12 | Rep | Dealing in securities | 2014-12-10 | 2014-12-12 | Rep | Advising on securities | 2015-06-05 | 2015-06-09 | Rep | Dealing in securities | 2015-06-05 | 2015-06-09 | Rep | Advising on securities | 2015-12-07 | 2015-12-09 | Rep | Dealing in securities | 2015-12-07 | 2015-12-09 | Rep | Advising on securities | 2016-02-17 | 2016-02-19 | Rep | Dealing in securities | 2016-02-17 | 2016-02-19 | Rep | Advising on securities | 2016-06-20 | 2016-06-22 | Rep | Dealing in securities | 2016-06-20 | 2016-06-22 | Rep | Advising on securities | 2016-10-03 | 2016-10-07 | Rep | Dealing in securities | 2016-10-03 | 2016-10-07 | Rep | Advising on securities | 2016-12-09 | 2016-12-14 | Rep | Dealing in securities | 2016-12-09 | 2016-12-14 | Rep | Advising on securities | 2017-06-30 | 2017-07-05 | Rep | Dealing in securities | 2017-06-30 | 2017-07-05 | Rep | Advising on securities | 2017-10-06 | 2017-10-13 | Rep | Dealing in securities | 2017-10-06 | 2017-10-13 | Rep | Advising on securities | 2017-12-08 | 2017-12-13 | Rep | Dealing in securities | 2017-12-08 | 2017-12-13 | Rep | Advising on securities | 2018-06-25 | 2018-06-29 | Rep | Advising on securities | 2018-11-19 | 2018-11-22 | Rep | Advising on securities | 2019-06-14 | 2019-06-19 | Rep | Advising on securities | 2019-10-11 | 2019-10-18 | Rep | Advising on securities | 2023-02-24 | 2023-02-28 | Rep | Advising on securities | 2023-07-11 | 2023-07-14 | Rep | Advising on securities | 2023-11-10 | 2023-11-15 | Rep | Advising on securities | 2024-05-24 | 2024-05-29 |
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