Wu, Qin (SFC:BBH665) 武芹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2021-04-23 | 2023-08-01 | Rep | Advising on securities | 2021-06-04 | 2023-08-01 | RO | Advising on securities | 2023-08-01 | RO | Dealing in securities | 2023-08-01 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2017-11-06 | 2018-11-21 | Rep | Dealing in securities | 2017-11-06 | 2018-11-21 |
| 3 | Oaktree Capital (Hong Kong) Limited | Rep | Dealing in securities | 2018-12-21 | 2021-03-31 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2013-05-20 | 2017-10-13 | Rep | Advising on securities | 2013-05-20 | 2017-10-13 | Rep | Dealing in securities | 2015-02-16 | 2017-10-13 |
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