Ran, Miao 冉淼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-07-05 | 2013-12-06 | Rep | Dealing in securities | 2013-07-05 | 2013-12-06 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-13 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2018-07-30 | 2018-10-16 | Rep | Dealing in securities | 2018-07-30 | 2018-10-16 | RO | Advising on securities | 2018-10-16 | RO | Dealing in securities | 2018-10-16 |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2015-09-21 | 2017-09-27 | Rep | Advising on securities | 2017-01-05 | 2018-06-14 | RO | Dealing in securities | 2017-09-27 | 2018-06-14 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-01-14 | 2014-05-16 | Rep | Dealing in securities | 2014-01-14 | 2014-05-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy