Lee, Ka Ho (SFC:BBT497) 李家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUGUSTINE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-04-28 | 2020-08-12 | Rep | Asset management | 2020-04-28 | 2020-08-12 | RO | Advising on securities | 2020-08-12 | 2021-08-09 | RO | Asset management | 2020-08-12 | 2021-08-09 |
| 2 | AUGUSTINE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-04-28 | 2020-08-12 | RO | Dealing in securities | 2020-08-12 | 2021-08-09 |
| 3 | HARTFORD CAPITAL LIMITED | Rep | Asset management | 2023-10-03 | 2023-11-22 | RO | Asset management | 2023-11-22 |
| 4 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2018-09-17 | 2019-11-15 | Rep | Asset management | 2018-09-17 | 2019-11-15 | Rep | Dealing in securities | 2019-06-03 | 2019-11-15 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2013-08-22 | 2016-02-04 | Rep | Dealing in securities | 2013-08-22 | 2016-02-04 | Rep | Asset management | 2014-08-08 | 2016-02-04 |
| 6 | SHENG YUAN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-08-18 | 2023-06-07 | RO | Asset management | 2021-08-18 | 2023-06-07 |
| 7 | SHENG YUAN SECURITIES LIMITED | RO | Dealing in securities | 2021-08-18 | 2023-06-07 |
| 8 | SINOMAX SECURITIES LIMITED | Rep | Advising on securities | 2016-11-07 | 2018-09-04 | Rep | Asset management | 2016-11-07 | 2018-09-04 | Rep | Dealing in securities | 2016-11-07 | 2018-09-04 |
| 9 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2016-04-28 | 2016-06-01 | Rep | Asset management | 2016-04-28 | 2016-06-01 | Rep | Dealing in securities | 2016-04-28 | 2016-06-01 |
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