Hau, Stuart 侯振榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2013-08-26 | 2013-08-30 | Rep | Dealing in securities | 2013-08-26 | 2013-08-30 | Rep | Dealing in futures contracts | 2016-08-05 | 2016-10-05 | RO | Dealing in futures contracts | 2016-10-05 | 2018-09-14 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-11-01 | 2019-11-08 | Rep | Dealing in securities | 2019-11-01 | 2019-11-08 |
| 3 | OPTIVER TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-10-30 | Rep | Dealing in securities | 2023-10-30 |
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