McDonald, Nicholas William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lazarus Asset Management Limited | RO | Asset management | 2018-06-26 | 2023-03-31 |
| 2 | Leading Securities Company Limited | RO | Advising on securities | 2015-02-12 | 2016-02-01 | RO | Asset management | 2015-02-12 | 2016-02-01 | RO | Dealing in securities | 2015-02-12 | 2016-02-01 |
| 3 | MERCER INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2013-10-30 | 2013-12-17 |
| 4 | Sanston Investment (HK) Limited | RO | Asset management | 2017-01-05 | 2018-05-18 |
| 5 | Vantage New Generation Securities Limited | RO | Advising on securities | 2016-03-18 | 2016-11-04 | RO | Dealing in securities | 2016-03-18 | 2016-11-04 |
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