Chan, Simon (SFC:BCT212) 陳鋈鋆

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2014-01-17 2014-01-21
Rep Dealing in securities 2014-01-17 2014-01-21
Rep Advising on securities 2014-06-16 2014-06-17
Rep Dealing in securities 2014-06-16 2014-06-17
Rep Advising on securities 2014-11-17 2014-11-18
Rep Dealing in securities 2014-11-17 2014-11-18
Rep Advising on securities 2015-06-01 2015-06-03
Rep Dealing in securities 2015-06-01 2015-06-03
Rep Advising on securities 2015-11-25 2015-11-28
Rep Dealing in securities 2015-11-25 2015-11-28
Rep Advising on securities 2016-04-27 2016-04-29
Rep Dealing in securities 2016-04-27 2016-04-29
Rep Advising on securities 2016-06-29 2016-07-06
Rep Dealing in securities 2016-06-29 2016-07-06
Rep Advising on securities 2016-11-30 2016-12-02
Rep Dealing in securities 2016-11-30 2016-12-02
Rep Advising on securities 2017-04-25 2017-04-28
Rep Dealing in securities 2017-04-25 2017-04-28
Rep Advising on securities 2017-12-06 2017-12-12
Rep Dealing in securities 2017-12-06 2017-12-12
Rep Advising on securities 2018-03-19 2018-03-23
Rep Dealing in securities 2018-03-19 2018-03-23
Rep Advising on securities 2018-07-20 2018-07-25
Rep Advising on securities 2018-12-11 2018-12-16
2 Morgan Stanley Asia Limited Rep Advising on securities 2020-01-15 2020-01-20
Rep Dealing in securities 2020-01-15 2020-01-20
Rep Advising on securities 2023-07-04 2023-07-07
Rep Dealing in securities 2023-07-04 2023-07-07

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