Thian, Sum (SFC:BCU789) 田心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2014-03-20 | 2015-10-13 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2019-03-27 | 2021-06-30 | Rep | Dealing in securities | 2019-03-27 | 2021-06-30 |
| 3 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2017-06-27 | 2019-01-26 | Rep | Asset management | 2017-06-27 | 2019-01-26 |
| 4 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2015-12-22 | 2019-01-26 | Rep | Dealing in securities | 2015-12-22 | 2019-01-26 |
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