Wong, Miu Wan 黃淼雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on securities | 2022-06-27 | Rep | Dealing in securities | 2022-06-27 |
2 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2020-05-04 | 2020-10-27 |
3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2018-10-18 | 2020-03-02 | Rep | Dealing in securities | 2018-10-18 | 2020-03-02 |
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