Gagnon, Philippe
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-11-14 | 2018-11-28 | Rep | Dealing in securities | 2018-11-14 | 2018-11-28 | Rep | Dealing in futures contracts | 2019-11-08 | 2019-11-22 | Rep | Dealing in securities | 2019-11-08 | 2019-11-22 |
| 2 | NBC Financial Markets Asia Limited | Rep | Dealing in securities | 2020-03-17 | 2023-05-02 | Rep | Leveraged foreign exchange trading | 2020-03-17 | 2023-05-02 | RO | Dealing in securities | 2023-05-02 | RO | Leveraged foreign exchange trading | 2023-05-02 |
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