Wong, Wallace Leung Yiu 黃良堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-05-21 | 2014-07-22 | Rep | Advising on securities | 2014-05-21 | 2014-07-22 | Rep | Dealing in securities | 2014-05-21 | 2014-07-22 |
| 2 | Dragonstone Capital Management Limited | RO | Dealing in securities | 2021-10-07 | 2022-08-31 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-30 | 2019-06-11 | Rep | Dealing in securities | 2014-07-30 | 2019-06-11 | Rep | Advising on corporate finance | 2015-03-20 | 2019-06-11 |
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