Carrier, Michael Roger
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-06-06 | 2014-06-09 | Rep | Dealing in securities | 2014-06-06 | 2014-06-09 | Rep | Advising on securities | 2015-06-16 | 2015-06-18 | Rep | Dealing in securities | 2015-06-16 | 2015-06-18 | Rep | Advising on securities | 2017-06-13 | 2017-06-15 | Rep | Dealing in securities | 2017-06-13 | 2017-06-15 | Rep | Advising on securities | 2019-06-17 | 2019-06-19 |
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