Zhang, Rui (SFC:BED057) 張睿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Dealing in securities | 2015-04-15 | 2018-08-13 | Rep | Advising on securities | 2015-04-15 | 2018-11-01 | Rep | Asset management | 2015-04-15 | 2018-11-01 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-09-10 | 2015-04-15 | Rep | Dealing in securities | 2019-12-09 | 2020-06-03 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-12-09 | 2020-06-03 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2018-12-03 | 2019-11-22 | Rep | Dealing in securities | 2018-12-03 | 2019-11-22 |
| 5 | Triada Capital Limited (HK) | Rep | Advising on securities | 2020-06-12 | 2021-03-31 | Rep | Asset management | 2020-06-12 | 2021-03-31 |
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