Graham, Colin Walsh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2014-09-22 | 2014-10-03 | Rep | Advising on securities | 2015-02-04 | 2015-02-17 | Rep | Advising on securities | 2015-05-08 | 2015-05-21 | Rep | Advising on securities | 2015-10-02 | 2015-10-08 | Rep | Advising on securities | 2016-02-29 | 2016-03-04 | Rep | Advising on securities | 2016-09-26 | 2016-10-07 | Rep | Advising on securities | 2017-06-27 | 2017-06-27 |
| 2 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2018-05-30 | 2019-12-09 | Rep | Dealing in securities | 2018-05-30 | 2019-12-09 |
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