Lau, Tin Pui 劉天珮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-11-15 | Rep | Advising on securities | 2016-11-15 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2016-11-15 | Rep | Advising on securities | 2016-11-15 | 2021-07-22 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-02-12 | 2015-11-18 | Rep | Advising on securities | 2015-02-12 | 2015-11-18 | Rep | Dealing in securities | 2015-02-12 | 2015-11-18 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2016-01-18 | 2016-11-04 | Rep | Advising on securities | 2016-01-18 | 2016-11-04 | Rep | Dealing in securities | 2016-01-18 | 2016-11-04 |
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