Man, Ronald Lok-Tod 文略韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-09-07 | 2018-09-13 | Rep | Advising on securities | 2015-09-07 | 2019-09-30 | Rep | Advising on futures contracts | 2017-07-18 | 2019-09-30 | Rep | Advising on futures contracts | 2022-10-28 | 2022-11-04 | Rep | Advising on securities | 2022-10-28 | 2022-11-04 | Rep | Advising on futures contracts | 2024-05-23 | 2024-05-24 | Rep | Advising on securities | 2024-05-23 | 2024-05-24 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-07-18 | 2018-08-01 |
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