Kim, Yong Duk 金容德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2021-01-19 | 2023-08-04 | Rep | Dealing in securities | 2021-01-19 | 2023-08-04 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2015-09-25 | 2018-06-20 | Rep | Advising on securities | 2015-09-25 | 2020-03-13 | Rep | Dealing in securities | 2015-09-25 | 2020-03-13 |
| 3 | Vontobel (Hong Kong) Limited | Rep | Advising on securities | 2023-08-17 | Rep | Dealing in securities | 2023-08-17 | Rep | Asset management | 2024-04-02 |
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