Ha, Ming Yan Sally 哈明欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CF SECURITIES LIMITED | Rep | Dealing in securities | 2016-01-20 | 2017-11-01 |
| 2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2017-11-20 | 2018-01-31 | Rep | Advising on securities | 2018-01-15 | 2018-01-31 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-02-12 | |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-02-23 |
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