Chiu, Kenneth Chi Kam 趙嗣淦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2019-04-10 | 2019-05-26 |
| 2 | IPP Financial Advisers Limited | Rep | Advising on securities | 2016-08-11 | 2019-01-14 | Rep | Dealing in securities | 2016-08-11 | 2019-01-14 |
| 3 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2019-03-12 | 2019-03-15 |
| 4 | Topaz Financial Group Limited | Rep | Dealing in securities | 2021-06-09 | 2022-12-31 |
| 5 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2023-05-23 | 2023-12-29 |
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