Kwok, Thomas Chung Ming 郭宗洺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-11-04 | 2016-12-31 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-04 | 2016-12-31 |
| 3 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-09-11 | 2020-03-01 | Rep | Dealing in securities | 2019-09-11 | 2020-03-01 |
| 4 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2017-02-07 | 2019-07-01 | Rep | Dealing in securities | 2018-10-29 | 2019-07-01 |
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