Walsh, Ashley Paul Jeffery James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Dealing in futures contracts | 2020-08-10 | 2022-11-02 |
| 2 | GFI (HK) SECURITIES L.L.C. | RO | Automated trading services | 2018-08-24 | RO | Dealing in futures contracts | 2018-08-24 | RO | Dealing in securities | 2018-08-24 | Rep | Automated trading services | 2018-08-24 | 2018-08-24 | Rep | Dealing in futures contracts | 2018-08-24 | 2018-08-24 | Rep | Dealing in securities | 2018-08-24 | 2018-08-24 |
| 3 | ICAP Equities Asia Limited | RO | Dealing in futures contracts | 2017-05-11 | 2017-11-29 | RO | Dealing in securities | 2017-05-11 | 2017-11-29 |
| 4 | ICAP Securities Hong Kong Limited | RO | Dealing in futures contracts | 2017-01-12 | 2017-11-29 | RO | Dealing in securities | 2017-01-12 | 2017-11-29 |
| 5 | Sunrise Brokers (Hong Kong) Limited | RO | Dealing in futures contracts | 2021-01-20 | RO | Dealing in securities | 2021-01-20 |
| 6 | TULLETT PREBON (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-08-25 | 2017-11-29 | RO | Dealing in securities | 2017-08-25 | 2017-11-29 |
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