Lee, Hiu Lam (SFC:BRU907) 李曉琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2023-09-22 | Rep | Dealing in securities | 2023-09-22 |
2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-11-09 | 2023-09-06 | Rep | Advising on securities | 2021-11-09 | 2023-09-06 | Rep | Asset management | 2021-11-09 | 2023-09-06 |
3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-11-09 | 2023-09-06 | Rep | Asset management | 2021-11-09 | 2023-09-06 | Rep | Dealing in securities | 2021-11-09 | 2023-09-06 |
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