Chun, Eva Yee Wah 秦綺華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital Management Limited (HK) | RO | Asset management | 2022-10-10 | 2022-11-30 |
| 2 | Dingxin (Securities) Limited | RO | Advising on securities | 2019-12-18 | 2021-10-31 | RO | Dealing in securities | 2019-12-18 | 2021-10-31 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2008-01-04 | 2008-10-29 | RO | Advising on securities | 2008-10-29 | 2013-04-10 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2006-10-03 | 2007-12-01 |
| 5 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2013-10-11 | 2018-04-13 | RO | Advising on securities | 2014-03-28 | 2018-04-13 | RO | Dealing in securities | 2018-08-14 | 2018-12-02 | RO | Advising on securities | 2018-09-14 | 2018-12-02 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Advising on securities | 2006-10-01 |
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