Higson Smith, Louis Piers
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PLATINUM SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2009-07-07 | 2014-01-22 | RO | Dealing in securities | 2009-07-07 | 2014-01-22 | RO | Advising on corporate finance | 2020-12-01 | RO | Dealing in securities | 2020-12-01 | 2024-05-02 |
| 2 | Rothschild & Co Hong Kong Limited | RO | Advising on corporate finance | 2005-04-27 | 2008-08-07 | RO | Advising on securities | 2005-04-27 | 2008-08-07 | RO | Dealing in securities | 2005-04-27 | 2008-08-07 |
| 3 | STJ Advisors (Asia) Limited | Rep | Advising on corporate finance | 2014-06-05 | 2014-08-22 | RO | Advising on corporate finance | 2014-08-22 | 2016-11-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy