Liu, Qian (SFC:ARV609) 劉倩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2011-07-25 | 2012-03-02 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2012-03-15 | 2012-07-20 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-08-02 | 2011-07-16 |
| 4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2008-11-07 | 2010-03-22 | Rep | Dealing in securities | 2008-11-07 | 2010-03-22 | Rep | Advising on securities | 2009-10-15 | 2010-03-22 |
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