Muthuswamy, Pradeep
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-05-22 | 2013-01-24 | Rep | Dealing in securities | 2009-05-22 | 2013-01-24 |
| 2 | Cheyne Capital Management (HK) Limited | Rep | Asset management | 2006-12-22 | 2008-11-01 |
| 3 | EICHER CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2013-10-28 | 2014-02-26 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-03-13 | 2015-01-21 | Rep | Dealing in securities | 2014-03-13 | 2015-01-21 |
| 5 | SEYON ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-08-15 | 2019-06-28 |
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