Pequignot, Jean-david
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-10-25 | 2012-01-18 | Rep | Dealing in securities | 2010-10-25 | 2014-08-01 |
| 2 | OSL Digital Securities Limited | Rep | Dealing in securities | 2021-08-10 | 2021-12-07 | Rep | Automated trading services | 2021-08-10 | 2023-10-10 | RO | Dealing in securities | 2021-12-07 | RO | Automated trading services | 2023-10-10 |
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