Kwok, Yan Ming 郭恩明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Akron Corporate Finance Limited | Rep | Advising on corporate finance | 2015-04-01 | 2015-04-23 | RO | Advising on corporate finance | 2015-04-23 | 2016-05-31 |
| 2 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2010-08-03 | 2014-10-24 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-04-18 | 2014-10-24 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2007-06-18 | 2010-07-25 | Rep | Dealing in securities | 2007-06-18 | 2010-07-25 | Rep | Advising on securities | 2007-09-27 | 2010-07-25 |
| 5 | Oshidori Corporate Finance Limited | Rep | Advising on corporate finance | 2016-06-29 | 2016-08-25 | RO | Advising on corporate finance | 2016-08-25 | 2023-08-27 |
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