Lee, Pauline Wai Wah 李慧華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2009-09-18 | Rep | Dealing in securities | 2009-09-18 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-24 | 2008-12-10 | Rep | Dealing in securities | 2007-08-24 | 2008-12-10 | Rep | Advising on securities | 2007-09-24 | 2008-12-10 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2004-05-17 | 2007-08-16 | Rep | Dealing in securities | 2004-05-17 | 2007-08-16 |
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