Fa, Kwan Lun 花軍倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-05-11 | 2012-12-07 | Rep | Dealing in securities | 2006-05-11 | 2012-12-07 | Rep | Leveraged foreign exchange trading | 2012-09-11 | 2012-12-07 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-05-02 | 2006-05-04 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-05-02 | 2006-05-04 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-02 | 2006-04-08 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-10-18 | 2006-04-08 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-18 | 2006-04-08 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-10-18 | 2006-04-08 |
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