Kwan, Sinde Wing Yu 關詠瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-03-01 | 2011-02-24 | Rep | Dealing in securities | 2010-03-01 | 2011-02-24 | Rep | Advising on securities | 2011-09-08 | 2014-04-25 |
| 2 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2006-01-20 | 2009-04-24 |
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