Huang, Yan (SFC:AQO269) 黃岩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2014-02-05 | 2017-07-14 |
| 2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2008-05-27 | 2014-01-06 | Rep | Dealing in securities | 2008-08-29 | 2014-01-06 | Rep | Advising on corporate finance | 2017-08-02 | 2018-07-24 | Rep | Dealing in securities | 2017-08-02 | 2022-09-22 | RO | Advising on corporate finance | 2018-07-24 | RO | Dealing in securities | 2022-09-22 |
| 3 | BOCOM International Holdings Company Limited | Rep | Advising on securities | 2008-02-26 | 2008-04-03 |
| 4 | BOCOM International Securities Limited | Rep | Advising on securities | 2008-02-26 | 2008-06-04 | Rep | Dealing in securities | 2009-03-24 | 2014-01-06 |
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