Lee, Tsz Ho (SFC:AGF160) 李子豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-07-19 | 2011-06-17 | RO | Dealing in futures contracts | 2011-06-17 | 2020-08-04 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-21 | 2020-08-04 |
| 3 | KAISER FUTURES LIMITED | Rep | Advising on futures contracts | 2005-02-18 | Rep | Asset management | 2005-02-18 | Rep | Dealing in futures contracts | 2005-04-20 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-05-03 | 2006-07-12 |
| 5 | ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED | Rep | Dealing in futures contracts | 2021-02-10 | 2021-03-10 | RO | Advising on futures contracts | 2021-03-10 | RO | Dealing in futures contracts | 2021-03-10 |
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