Lai, Victor Wing Tai 黎榮泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2013-09-05 | 2014-04-17 | Rep | Asset management | 2013-09-05 | 2014-04-17 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2007-11-14 | 2013-07-19 | Rep | Asset management | 2011-07-06 | 2013-07-19 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-13 | 2013-07-19 |
| 4 | Gulf Line Capital Advisors Limited | RO | Advising on securities | 2016-06-17 | 2017-08-18 | RO | Asset management | 2016-06-17 | 2017-08-18 |
| 5 | HK CAI FU JU ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-09-04 | |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-07-23 | 2015-04-13 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-02 | 2015-04-13 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-05 | 2014-04-17 |
| 9 | W. Falcon Asset Management (Asia) Limited | Rep | Advising on securities | 2015-07-15 | 2016-04-29 | Rep | Asset management | 2015-07-15 | 2016-04-29 | Rep | Dealing in securities | 2015-07-15 | 2016-04-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy