So, Peter Kwok Kin 蘇國堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2008-07-08 | 2008-10-20 | RO | Advising on securities | 2008-10-20 | 2009-04-20 | Rep | Advising on securities | 2009-04-20 | 2009-08-20 | RO | Advising on securities | 2009-08-20 | 2023-06-19 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-08 | 2008-05-29 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2004-01-19 | Rep | Advising on securities | 2007-03-01 |
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