Yu, Xiaomei 于晓梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-04-14 | 2006-08-24 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-02-18 | 2011-04-28 | RO | Advising on securities | 2011-04-28 | 2012-05-16 | RO | Asset management | 2011-04-28 | 2012-05-16 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2004-07-26 | 2005-02-03 | Rep | Dealing in securities | 2005-02-03 | 2005-03-11 |
| 4 | Expecta Capital Limited | RO | Advising on securities | 2022-01-14 | RO | Asset management | 2022-01-14 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-01-15 | 2011-01-20 | Rep | Asset management | 2012-07-03 | 2017-10-04 | Rep | Dealing in securities | 2012-07-03 | 2017-10-04 | RO | Asset management | 2017-10-04 | 2020-12-31 | RO | Dealing in securities | 2017-10-04 | 2020-12-31 | RO | Advising on securities | 2019-05-21 | 2020-12-31 |
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