Chau, Carol Mei Wah 仇美華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2004-02-04 | 2009-06-08 | Rep | Asset management | 2004-02-04 | 2009-06-08 | RO | Advising on securities | 2009-06-08 | 2010-06-30 | RO | Asset management | 2009-06-08 | 2010-06-30 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-24 | 2013-04-25 |
| 3 | Matrix Asset Management Limited | Rep | Advising on securities | 2015-10-08 | 2015-10-16 | Rep | Asset management | 2015-10-08 | 2015-10-16 | Rep | Advising on securities | 2016-12-09 | 2017-05-25 | Rep | Asset management | 2016-12-09 | 2017-05-25 | RO | Advising on securities | 2017-05-25 | 2019-12-31 | RO | Asset management | 2017-05-25 | 2019-12-31 |
| 4 | Matrix Securities Limited | Rep | Dealing in securities | 2015-08-19 | 2017-05-16 |
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