Tse, Joyce Wan 謝韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-01-19 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-10-26 | Rep | Advising on securities | 2015-12-23 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-05-10 | 2011-10-12 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-08-07 | 2011-10-12 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2004-05-05 |
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