Chen, Jing (SFC:ANU777) 陳菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atta Capital Limited | Rep | Advising on securities | 2021-09-03 | Rep | Asset management | 2021-09-03 |
| 2 | Atta Securities Limited | Rep | Dealing in securities | 2021-09-03 | |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-08-17 | 2016-01-08 | Rep | Dealing in securities | 2006-08-17 | 2016-01-08 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-17 | 2012-01-31 |
| 5 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-01-25 | 2018-10-11 | Rep | Dealing in securities | 2018-01-25 | 2018-10-11 | RO | Advising on corporate finance | 2018-10-11 | 2019-04-04 | RO | Dealing in securities | 2018-10-11 | 2019-04-04 | Rep | Advising on securities | 2018-10-11 | 2021-08-20 | Rep | Advising on corporate finance | 2019-04-04 | 2021-08-20 | Rep | Dealing in securities | 2019-04-04 | 2021-08-20 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-01-25 | 2018-10-11 | RO | Dealing in securities | 2018-10-11 | 2019-04-04 | Rep | Dealing in securities | 2019-04-04 | 2021-08-20 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2017-02-15 | 2017-10-13 | Rep | Advising on securities | 2017-02-15 | 2017-10-13 | Rep | Dealing in securities | 2017-02-15 | 2017-10-13 |
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