Li, Ka Ying (SFC:ANM710) 李家盈

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2006-09-25 2009-06-01
2 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2006-07-25 2009-06-01
3 China Enterprise Securities Company Limited Rep Advising on securities 2017-06-28 2017-07-20
Rep Dealing in securities 2017-06-28 2017-07-20
Rep Asset management 2017-06-28 2017-08-07
RO Advising on securities 2017-07-20 2017-08-07
RO Dealing in securities 2017-07-20 2017-08-07
4 FAIRWIN BROKING LIMITED Rep Dealing in securities 2016-08-17 2016-10-03
RO Dealing in securities 2016-10-03 2017-05-05
Rep Dealing in securities 2017-08-16 2017-09-14
RO Dealing in securities 2017-09-14 2021-02-28
5 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2012-04-18 2013-02-16
6 Guangdong Capital Securities Limited RO Advising on securities 2021-09-06
RO Asset management 2021-09-06
RO Dealing in securities 2021-09-06
7 M&F Asset Management Limited Rep Dealing in securities 2013-02-22 2014-05-02
8 METRO CAPITAL FUTURES LIMITED Rep Dealing in futures contracts 2013-12-23 2014-05-02
9 North Beta International Securities Limited Rep Dealing in securities 2009-07-23 2012-03-30
10 Vantage New Generation Securities Limited Rep Dealing in securities 2014-05-09 2014-12-15
RO Dealing in securities 2014-12-15 2016-06-20
RO Advising on securities 2015-01-07 2016-06-20
Rep Advising on securities 2016-06-20 2016-08-11
Rep Dealing in securities 2016-06-20 2016-08-11

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