Lai, Kenneth Kin Chung 黎健聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2007-01-15 | 2007-11-01 |
| 2 | Black Marble Securities Limited | RO | Dealing in securities | 2016-05-04 | 2021-02-26 |
| 3 | CARLYON ASSET MANAGEMENT LIMITED | RO | Asset management | 2022-08-26 | 2024-01-28 | RO | Advising on securities | 2022-10-13 | 2024-01-28 |
| 4 | CARLYON SECURITIES LIMITED | RO | Dealing in securities | 2022-08-26 | 2024-01-28 |
| 5 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-15 | 2008-07-31 |
| 6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-11 | 2013-09-17 |
| 7 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-12-03 | 2013-09-17 |
| 8 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-11 | 2013-09-17 |
| 9 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-12 | 2006-12-21 | Rep | Dealing in securities | 2006-05-12 | 2006-12-21 |
| 10 | MIGLICO INVESTMENTS LIMITED | RO | Advising on securities | 2024-02-02 | RO | Asset management | 2024-02-02 |
| 11 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2013-10-15 | 2014-08-12 |
| 12 | SBI China Capital Commodities Limited | Rep | Advising on futures contracts | 2003-07-25 | Rep | Asset management | 2005-08-08 | Rep | Dealing in futures contracts | 2005-08-08 | RO | Advising on futures contracts | 2005-08-08 | 2006-05-03 | RO | Asset management | 2005-08-08 | 2006-05-03 | RO | Dealing in futures contracts | 2005-08-08 | 2006-05-03 |
| 13 | SBI China Capital Financial Services Limited | Rep | Advising on corporate finance | 2003-07-25 | Rep | Advising on securities | 2003-07-25 | Rep | Asset management | 2005-02-23 | Rep | Dealing in securities | 2005-08-08 | RO | Dealing in securities | 2005-08-08 | 2006-05-03 |
| 14 | SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2003-07-25 | Rep | Advising on securities | 2003-07-25 | Rep | Asset management | 2005-08-08 | Rep | Dealing in securities | 2005-08-08 | RO | Advising on securities | 2005-08-08 | 2006-05-03 | RO | Asset management | 2005-08-08 | 2006-05-03 | RO | Dealing in securities | 2005-08-08 | 2006-05-03 |
| 15 | Space Securities Limited | RO | Dealing in securities | 2024-02-02 | |
| 16 | Tiger Securities Asset Management Company Limited | Rep | Asset management | 2014-12-17 | 2015-05-19 |
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